Management and human resources advice from the author of "Managing People in the 21st Century".
Analytics
Friday, January 11, 2008
Discrimination and the Costs To Employers
In one case, a woman was awarded back pay, compensatory damages and $1 million in punitive damages (later reduced to $200,000) because she was denied maternity leave because her supervisor said she had to be terminated because there was no way that the manager could have a pregnant woman in the office as there was a "business to run." Those comments apparently held great sway with the court. Arismendez v. Nightingale Home Healthcare Inc.
In another case, an employee was awarded nearly $2 million in damages for age discrimintation. The jury relied on remarks made by the President of the business, who said he wanted "race horses" not "plow horses" and told the plaintiff that he was out of the old school of selling. Moreover, the President announced at a sales meeting that he was concerned about the significant graying of the sales force." Palasota v. Haggar Clothing Co.
Anything you say or put in an e-mail can be held against you - and worse, anything your managers say or put in writing can be held against you as well.
And let's face it - the comments in both these cases are founded in sheer stupidity.
The solution is management training. It's estimated that 75% of all managers and supervisors - especially in smaller businesses, have no formal training in management - the 'do's and don'ts'.
Don't let an untrained supervisor endanger your business.
Thanks to Phelps Dunbar LLP for this article.
Wednesday, January 09, 2008
Keep Politics Out of the Workplace
It's the season, when thoughts and minds turn to politics.A political discussion is a wonderful thing - with friends. But it has no place in the office.
For many, politics is intensely personal, and therefore a combustible topic potentially. Others simply don't want to discuss their political views, but may feel pressured to do so in an office situation.
In every instance, a discussion in the workplace that isn't about business takes away from productivity and focus.
Managers should take care to ensure that politics stay out of the office.
Marshall Loeb of MarketWatch has some great pointers from the employee's point of view.
Employees Quit Because of a Bad Boss
Once again, another survey finds the number one reason employees leave a company is because of a bad boss.The HotJobs Survey found that employees:
- Want to quit because of a bad boss (43%)
- Want more money (36%)
- More growth potential (34%)
Do not wait to do a performance appraisal every year. Check in with your employees frequently - don't just say you have an 'open door policy' - follow through with it.
If you're working for a 'bad boss', then manage up - what can you do to make the situation better.
It's all about effective and frequent communication.
Tuesday, January 08, 2008
Pregnancy Discrimination Claims Increasing
One of the most delicate matters an employer must face is when a female employee becomes pregnant. Last year, the EEOC saw a nearly 20% increase in pregnancy discrimination claims since 2001.There is an increased awareness of discrimination based on race, religion, gender and even sexual orientation in the workplace - but a decided lack of knowledge when it comes to pregnancy.
Bottom line: You cannot demote, terminate or change a job based solely on the fact that an employee is pregnant. Even treating someone 'differently' is cause for action. And 'constructive discharge' (where an employee feels so oppressed she feels forced to quit) can be even worse.
Before making any employment decisions on an employee who's pregnant - get in touch with your human resources consultant or labor lawyer and think it through with the professionals.
(And remember, you cannot discriminate against a job applicant who's pregnant, either.
From Marketwatch via the Modesto Bee.
Friday, January 04, 2008
Things A Boss Should Never Discuss

They're the same things that are difficult to discuss in a social situation: Sex, Religion, Politics.
It seems inconceivable that any manager with an IQ over room temperature would know enough never to discuss these issues in the workplace...but they do.
According to vault.com, 35% of employees say their bosses make their political beliefs known in the workplace. And 9% of employees say they feel 'pressure' to conform to their boss' political point of view. (9% doesn't sound like a lot, but that's the equivalent to about 18 million people!)
DO NOT discuss politics in the workplace. Managers are lured by the power they have into thinking their employees are fascinated by their beliefs. They're not - they're just playacting.
(And that goes for religion and sex, too).
From www.vault.com via centredaily.com
Thursday, December 27, 2007
What Employers Must Do In 2008
Every year, new laws and best practices change. Here are the 14 things California employers need to do as the new year begins:
- Military Spouse Leave
- Minimum Wage Changes
- Computer Professional Hourly Rate Lowered
- Workers’ Compensation Temporary Disability Benefits
- Notice of Earned Income Credit Rights
- Cell Phone Usage While Driving
- Changes to Itemized Pay Statements
- New I-9 Form
- New EEO-1 Form
- New Posters/Pamphlets
- Separate Arbitration Agreements Necessary
- Workers’ Compensation
- Health Care and Whistleblower Protection
- Employees Must be able to Cash Paychecks Without Cost
Wednesday, December 26, 2007
Re-Connecting With Your Employees
I found out that it's virtually impossible to remember. Management has layers of responsibility and the need for a more 'global' perspective that by nature you forget where the day-to-day success of the business is predicated - on those very worker bees, of which you were one, once upon a time.
A really good way to re-connect with your employees is outlined here, in an article by Walker Lundy in the Charlotte Observer. Spend one day a month with the troops. The benefits are multitude:
- You re-connect with the people who are most responsible for your success;
- Your perspective changes when you work alongside the line;
- Your employees get to know you as a colleague and not just a supervisor.
I found that most employees are incredibly encouraging when the boss shows up to work with them. Employees want their boss to see their expertise, hear their concerns (and more importantly see the issues face on).
Spend a day with your employees. Re-connect, re-energize and remember where you came from.
Saturday, December 22, 2007
Credit Checks on Job Candidates.

Currently, it is legal to conduct a credit check on a job candidate, except in Wisconsin.
The usual pre-employment testing criteria applies: the candidate must give their written approval, and the check should be conducted after a job offer is extended.
Although attorneys and the courts will ultimately decide the legality of such a check, employers should carefully evaluate whether or not to conduct such a check. My rule of thumb as a best practice is to always make sure all pre-job testing as a valid business reason. (A secretary does not need to lift 100-lb. boxes, for example).
Here are some guidelines to consider before implementing a credit check:
- Is there a business need? If an employee will be handling cash, or managing financial transactions, the answer would be yes. But if the open position is working in a warehouse, or as a telephone operator, my suggestion would be 'no'.
- If you elect to conduct credit checks, you must be consistent: you can't just single out one candidate for a credit check; all candidates applying for the selected positions must be checked.
- Follow the guidelines establish by the Fair Credit Reporting Act (FCRA).
- Notify the candidate when an adverse action is taken (such as not hiring) on the basis of such reports.
- You must also identify the company that provided the report, so that the accuracy and completeness of the report may be verified or contested by the candidate.
Monday, December 17, 2007
What Are The Biggest Workplace Complaints?

Randstad USA surveyed workers to find out what bothers them the most in their workplaces.
The answers?
1. Gossip
2. Poor time-management skills
3. Messiness
4. Potent scents
5. Loud noises (such as speakerphones and cellphones ringing)
6. Overuse of PDA's
7. Misuse of e-mails (hitting "reply to all" instead of reply)
The good news is - all of these pet peeves can easily be managed away.
The solutions?
- Gossip - when you hear it, put an end to it.
- Poor time-management skills - this is usually a training issue. Consider sending the employee to a time management course or working with them yourself.
- Messiness - put in a policy in your handbook about cleaning workspaces every evening, and make sure to inspect what you expect.
- Potent scents - a tricky issue, one that must be dealt with in a private, one-on-one setting showing extreme sensitivity.
- Loud noises (such as speakerphones and cellphones ringing) - policy in the handbook should be: speaker phones only in private areas with the door closed. Cellphones are discouraged and should be used only during breaks (if they're in their workplace, they should have their own land line).
- Overuse of PDA's - policy should be same as for cellphones.
- Misuse of e-mails (hitting "reply to all" instead of reply) - when you see it happen, privately talk to the individual and ensure that 'reply' is preferable to 'reply to all'.
Wednesday, December 05, 2007
How To Host a Company Party
My recommendation is to never serve alcohol at a company party. There's simply too many negatives that can happen - and they override the positives. From companies I've worked for to companies I consult with, I've personally seen the following:
- A 25-year employee left a party, ran into a telephone pole, was convicted of DUI, and subsequently terminated.
- Another long-time employee left the party (which took place at the business), and as he was driving out of the parking lot, side-swiped two cars belonging to co-workers. A lawsuit was initiated, and the employee left the company.
- Two sexual harassment lawsuits were filed (before I started consulting for the business) stemming from too much booze at the party. (Remember, sexual harassment does not need to be on company premises - if they're employees in a work situation - like a company party - that's enough).
One final piece of advice if you consume alcohol at a company party: I've never seen a career made as the result of behavior at the party, but I've seen plenty of careers ended.
Tuesday, December 04, 2007
Cellphones in the Workplace
Using cellphones is a necessity of life in the business world. But employers need to strongly discourage employees from using cellphones while driving - because employers can be liable for road accidents caused by worker cell phone use.Smith Barney paid a $500,000 settlement to the family of a motorcyclist killed by one of its employees making a work-related call after hours on his own personal cell phone.
What's the solution?
As usual, prevention is the major part of the cure. Your handbook should have a policy stating that using cell phones will driving is against company policy. If an employee must make a call, he/she should pull off at a safe spot to make that call.
You can't stop an employee from calling while driving, but if they violate a company policy, at least you can show that you tried to prevent the behavior from occurring, and this may help you if a legal action takes place.
And, a written policy provides a basis for disciplining or terminating that employee. Otherwise, the employee can always state they didn't know such a policy existed.
Even though more states are adapting 'hands-free' driving policies, it's still a wise course of action to get that policy in writing.
Monday, December 03, 2007
The End of the Company Christmas Party?

Whatever you decide to call it, the company holiday party has become nearly obsolete. Fewer and fewer businesses are having parties, whether it's concern about the liability of alcohol, things getting out of hand, or just a need focus on business rather than play.
Now comes news that this trend might be ending. It turns out that employers who are baby boomers (age 42 and up) are less likely to throw company parties, while younger employers are more likely to have them (and more likely to issue end-of-the-year bonuses as well). The American Express Small Business Monitor issued the survey, which sampled only businesses with less than 100 employees.
Perhaps the down economy is aiding this trend as well: 59% of employers are planning on giving gifts to employees - that's down from 70% last year.
In any case, it's critical to strategically determine whether or not to have a party, issue bonuses, or give gifts. Employees should not have an automatic expectation of such things, but this is the time of the year to show your appreciation and acknowledgment for the contributions they made on behalf of your business.
Friday, November 30, 2007
Motivating Generation Y (or anyone else, for that matter)

Only 30 percent of workers aged 21-30 (what we call Gen Y) would strongly recommend their organization as a good place to work.
How come?
Only 39 percent of the Gen Y workers said their boss did a good job of recognizing and praising their accomplishments. And that's what Gen Y workers want, according to a new study by Leadership IQ.
How little time and effort it takes to positively reinforce an employee. And the ensuing rewards - lower job turnover, more highly motivated employees, better production - are totally worthwhile.
It's fine to have high expectations of your employees, but it's not fine to have employees meet or exceed those expectations without a positive word.
I once worked for a C-level executive for several years (he's now the President of a company with 9,000 employees). I worked hard for him - late evenings and many weekends.
He'd walk out of the office at 7 or 8pm on a Friday or Saturday night, walk over to where I was working and say, "Eric - you can take the rest of the weekend off."
It was a small thing - he wasn't given to extravagant praise. But in that one small sentence, he acknowledged how hard I was working and that he appreciated it.
A small thing - but 15 years later, I still remember it fondly.
Know what motivates your workers. You cannot motivate others - but you can find out what is their individual motivation and use that for the betterment of everyone.
Thursday, November 29, 2007
What's The Humor In Sexual Harassment?

Whenever I conduct a non-harassment seminar, the first several minutes usually meet with giggles and sophomoric humor from the managers I'm training. As the seminar progresses, however, the managers become more sober as they realize the impact that a harassment allegation can mean for their careers or the business they work for.
Lots of problems arise when humor turns bad. What can start as an innocent joke can often get totally blown out of proportion and turn from innocence to a hostile work environment. Here's an article in today's South Florida Sun-Sentinel on exactly that subject.
Managers need to prevent harassment from occurring - no silly jokes, no non-work-related e-mails and - when you see anything start, it's your job to end it immediately.
Bottom line: There is nothing funny about sexual harassment.
Harassment is not necessarily what is said or done, but how it's perceived.
Tuesday, November 20, 2007
Talking Politics on the Job?

The three taboos in social conversation are sex, religion and politics. The same taboos apply to the workplace - especially when a manager is talking with a direct report.
In this article from Ilene Wasserman on Entrepreneur.com, the focus is more on how to properly engage a co-worker in a political discussion. Her ideas are sound.
But as a manager, the easiest way to avoid confrontation and difficult feelings is simply not to discuss politics - or sex, or religion - with your employees.
Keep your workplace a forum for business ideas and discussions, and not a political forum for your own (or others') beliefs.
Sunday, November 18, 2007
The Campaign Against Workplace Bullying

The first poll about the prevalence and nature of workplace bullying in the U.S. showed 37% of U.S. workers have been personally bullied -- 54 million Americans. An additional 12% of the workforce witnessed it.
While any good manager or business owner should immediately halt any issues of bullying in the workplace, it's obvious by those numbers that it's not happening.
Now, an organized campaign is mounting to end workplace bullying via state laws. 13 states have introduced legislation to prevent this issue from occurring - and/or to punish business owners who tolerate this behavior.
Harassment and discrimination continue to be major issues for employers. Preventing it from happening it is far easier than having to deal with it after it happens.
Courtesy Workplace Bullying Institute and California Healthy Workplace Advocates
IRS & States To Share Employment Tax Results

29 states have agreed to work with the IRS to share the results of employment tax examinations.
"Combining resources will help IRS and the states reduce fraudulent filings, uncover employment tax avoidance schemes and ensure proper worker classification,” according to an IRS spokesman.
What this means is that employers who pay employees 'under the table' will be far more likely to suffer adverse consequences, since it now will be easier for the IRS & states to coordinate their efforts.
Many businesses have used a variety of methods in an effort to avoid federal and state employment payroll and unemployment taxes. They include:
- Paying employees cash;
- Classifying employees as 'independent contractors' or '1099's'
Here's the press release from the Internal Revenue Service. The states involved in the program are: Arizona, Arkansas, California, Colorado, Connecticut, Hawaii, Idaho, Kentucky, Louisiana, Maine, Massachusetts, Michigan, Minnesota, Nebraska, New Hampshire, New Jersey, New York, North Dakota, Ohio, Oklahoma, Rhode Island, South Carolina, South Dakota, Texas, Utah, Vermont, Virginia, Washington and Wisconsin.
Tuesday, November 13, 2007
The Pitfalls of Hiring a Jerk

The cost of employee turnover - in pure dollars - is ever increasing.
Although techniques are available to mitigate the cost of bad hires, it's up to the hiring manager to determine whether or not a candidate can work well with others. It's a difficult decision - if someone is highly qualified, but has an attitude - do you hire them? What is the effect of a 'jerk' on your team?
I once interviewed a candidate for a sales manager position. He had eight years of management experience, an MBA, and all the credentials.
Starting the interview, I asked him to tell me about himself.
"Why do you want to know? You've seen my resume."
"Yes, but I'd like to hear you talk about yourself."
"Why?"
"Because I'm interviewing YOU," I said.
It went on and on, and I realized that - although this person was highly qualified on paper, he was such a jerk that my other managers and employees would eventually have serious relationship problems with him (to say nothing of me - I was ready to kill him, and it was only the first interview).
Needless to say, he was not hired.
Companies are getting much more discriminating in weeding out potential jerks in favor of finding the best fit for the company.
From Newsday.
Friday, November 09, 2007
New I-9 Form Available for Employers
The new form is available here (you'll need Adobe Reader).
There are changes to what documents may be used for proof of eligibility to work in the United States:
- Five documents have been removed from List A of the List of Acceptable Documents:
Certificate of U.S. Citizenship (Form N-560 or N-561)
Certificate of Naturalization (Form N-550 or N-570)
Alien Registration Receipt Card (I-151)
Unexpired Reentry Permit (Form I-327)
Unexpired Refugee Travel Document (Form I-571)
- One document was added to List A of the List of Acceptable Documents:
Unexpired Employment Authorization Document (I-766)
- All Employment Authorization Documents with photographs have been consolidated as one item on List A:
I-688, I-688A, I-688B, I-766
- Instructions regarding Section 1 of the Form I-9 now indicate that the employee is not obliged to provide his or her Social Security number in Section 1 of the Form I-9, unless he or she is employed by an employer who participates in E-Verify.
- Employers may now sign and retain Forms I-9 electronically.
Wednesday, November 07, 2007
Sexual Harassment & Retaliation
Every employer should have a concrete non-harassment policy in their handbook, with a receipt page, as well as a grievance procedure. The standard non-harassment policy must ensure alleged victims will not be retaliated against in any way. Should an accusation take place, the employer must respond immediately with a thorough, and unbiased, investigation.
Even when all of these issues are done, the potential for retaliation is still there. I've dealt with this many times. Even when the employer does everything right, if retaliation can be proven, it can be quite costly in terms of legal fees and a potential buyout or judgement.
Here's a case from Richardson, Texas where even the slightest thought of potential retaliation has put an employer (who did everything right) back in court.
Courtesy of Fisher & Phillips.
Monday, November 05, 2007
Surfing While On The Job
Employers want and need their employees full attention during the workday, and if an employee is online shopping, or surfing, or doing anything unrelated to business, productivity drains. If other employees notice a 'surfer', then morale issues arise. Because what you allow, you encourage.
Without a written policy regarding internet usage in advance, it's very difficult to enforce your desires as a manager.
A policy should be very simple - internet and e-mail are for business use only. And a business owner can be held responsible for the actions of their employees while using business-sponsored internet and e-mail (think sexual harassment, for example).
The major uses of internet at work are personal, not business. (The number one use of the internet at work? Looking for another job!)
Like all HR issues, the goal is to prevent issues from happening, and not waiting for the issue to get out of control.
Courtesy of the Cincinnati Post via Joyce M. Rosenberg of the Associated Press.
Friday, November 02, 2007
When Employees Blog
Without written policies, employees can rightfully claim they were never told they can't do anything.
Here's a thoughtful article, from Fisher & Phillips, on steps to take when employees blog.
Get in front of this issue rather than suffering the consequences later.
Thursday, November 01, 2007
California cracks down on exploitation of workers
The program, led by Attorney General Jerry Brown, is called a 'crackdown on the exploitation of workers', but it's really not new.
The state and federal governments are closely looking at all businesses who have Independent Contractors (1099's), because many businesses use this classification to avoid payroll taxes, workers' compensation, etc.
If you have 1099's, make sure to review their status (this is a helpful IRS page). You don't want to be on the wrong side of this issue.
Why Employees Quit

Do employees quit because of a bad relationship with their boss, or because they don't like a company?
I've seen numerous columns and surveys that have conflicting answers, like this one in the South Florida Sun-Sentinel.
Douglas Klein of Sirota Consulting contends it's a company culture.
Others, like Wayne Hochwarter, a professor at Florida State University maintain it's about the bad boss.
In reality, it's a combination of both. Leaders must create a corporate culture where employees feel respected and empowered. But even with a positive culture, a bad relationship between employee and supervisor will cause the employee to leave, or sick another position in the company.
I always counseled the follow to employees who work for large companies: don't transfer solely because you don't like your boss, because supervisors tend to move around frequently, and you could end up working for him or her again.
What goes around, comes around.
Tuesday, October 30, 2007
California Computer Professional Exemption's Hourly rate of pay requirement declines to $36

Down from the previous $49.77 per hour, the rate-of-pay requirement for a computer professional to be considered 'exempt' becomes $36.00 per hour effective January 1, 2008.
Click here for California' current wage orders.
California Abitration Agreements Becoming More Difficult to Enforce
Once again, the California Court of Appeal rejected an agreement as 'unconscionable and unenforceable'.
Make sure you review any arbitration agreements with your attorney.
Courtesy of Jackson Lewis.
Monday, October 29, 2007
The "Engagement Gap"
More and more small businesses are looking for solutions to reduce employee turnover, and the best way do to that is to develop systems to engage your employees.
Today's article in the Baltimore Sun explains.
Monday, October 22, 2007
Managing Sexual Harassment Complaints
In this case - an example of an employer doing the right thing - an appellate court recognized the Faragher/Ellerth defense of an employer (even though a jury thought differently).
From Ogletree Deakins.
Friday, October 19, 2007
A Democratic Workplace
Here is her article in the Christian Science Monitor.
Something to think about - it's the 'really big' picture.
Wednesday, October 17, 2007
California Military Spouse Leave Law
This article, courtesy of Ford & Harrison, explains.
Tuesday, October 16, 2007
Office Romance and The Employer
This article, by Jennifer Brown Shaw of Shaw Valenza, identifies many more pitfalls to an employer if some steps are not taken.
Thursday, October 04, 2007
Managing Your Boss
This article, from the Harvard Business Review via Business Week, explains.
Tuesday, October 02, 2007
Workers' Compensation Costs plummeting in California
Employers can also manage these costs on their own through wellness programs, worker awareness, and health prevention information.
Playing Online Games At Work

Several years ago, I heard a speaker mention the number one use of the internet by employees at work was to look for another job.
Today, at least 24% of all employees play online games at work, according to both PC World and the New York Times.
The Times quotes the CEO of the Stress Institute as saying this is a way for employees to 're-charge', but you may feel differently.
Do you have a policy that says internet use is for business use only? Are you enforcing it?
The problem is, if one employee sees another playing games at work, that tacitly gives him/her permission to play as well. And suddenly, you have a productivity problem on your hands.
Workplace Violence Continues - How To Prevent It

The fourth leading cause of workplace deaths in America? Homicide.
Workplace violence continues unabated. In this article from the law firm of Helms Mulliss Wicker, attorney Ryan Buchanan discusses the responsibilities employers have in reducing workplace violence.
Monday, October 01, 2007
Alternative Work Schedules & Telecommuting
When you've got good employees, it's critical to find out what's important to them - and often, it's a balance between work and life.
Even small businesses can easily develop flexible options for employees - and if the benefit is increased employee retention, it's worth it.
An article in today's Newsday outlines the benefits of such a program.
And today's Delaware Online shows how an employee can propose a program to their employer.
Friday, September 21, 2007
Immigration Enforcement Affecting Small Businesses
What do temporary employment and contract employment agencies in Oregon, Illinois, and Ohio; meat packers in Arkansas, Iowa and Colorado; construction companies in Mississippi, Missouri and Kentucky; a landscaping company in Florida; a textile company in Boston; and a chain of Japanese restaurants in Baltimore all have in common with the former owner of ten Dunkin’ Donut shops in Connecticut?
They’re all facing investigation and/or criminal prosecution in federal court by the newly invigorated and very aggressive United States Immigration and Customs Enforcement Agency, or “ICE”, for short1. As the result of what in many cases started as a so-called administrative “Worksite Enforcement” investigation, the companies listed above, including individual owners, officers and managers, are facing criminal charges including hiring illegal aliens, harboring illegal aliens, money laundering, identity or document fraud and Social Security fraud, to name just a few. The consequences of conviction of many of these crimes includes jail time (harboring illegal aliens provides for a 10 year prison sentence and money laundering is a 20 year felony). In addition to prison time, ICE also has forfeiture authority to go after a company’s or individual’s assets. In FY2006 alone, ICE seized $29 million dollars through forfeiture from various employers around the country.2
Worksite Enforcement
Among its many tasks, ICE has recently focused its Worksite Enforcement teams on identifying and prosecuting companies in industries that employ unskilled or lower skilled workers that historically include undocumented aliens. The examples cited above certainly fall into this target group. While this kind of investigative activity was part of the now assimilated Immigration and Naturalization Service’s charter, the approach by ICE since 2003 is dramatically more aggressive and noteworthy.
By way of example, ICE agents recently investigated a small chain of Japanese restaurants in the Baltimore area. In March 2006, ICE agents executed search, arrest and seizure warrants at three of these restaurants and four related houses where they found 15 undocumented workers living in “deplorable conditions”.
Under the old INS approach to such a case the investigative agents would have proceeded administratively, conducting an investigation of the restaurants to determine whether necessary paperwork and forms were up-to-date and in compliance with immigration laws and regulations. Finding the undocumented workers would have generated an administrative fine in the neighborhood of $20,000, or less and probably no criminal charges.
Under the new regime instituted by ICE, the following actions were taken against the restaurant owners:
The owners were arrested and charged with money laundering (possible 20 year sentence) and harboring illegal aliens (possible 10 year sentence);
ICE agents seized 8 luxury vehicles, 10 bank accounts, 3 safety deposit boxes and cash found during the searches of the homes and restaurants;
Ultimately, the owners pleaded guilty to several felony charges and agreed to forfeit approximately $1.1 million in assets.3
Compliance Requirements
Current laws and regulations require that all employers in this country employ only individuals who are authorized to work in the United States. In order to comply, employers must verify on a Form I-9 the identity and employment eligibility of all employees, including U.S. citizens. These I-9 Forms are retained (including electronically) by the employer and must be made available for inspection by ICE, the Special Counsel for Immigration-Related Unfair Employment Practices or the Department of Labor. Failure to properly complete and retain the Form I-9 can subject an employer to civil penalties ranging from $110 to $1,100. Perhaps more significantly, ICE agents frequently use the agency’s Forensic Documents Laboratory to determine the authenticity of the various documents (including I-9’s) used to establish employment eligibility.4 Maintaining fraudulent documents can lead to the kinds of investigations and prosecutions noted earlier in this article.
Conclusion
Any employer, but especially one who employs lower-skilled alien workers, needs to pay particular attention to the laws and regulations that dictate the verification of employment eligibility of its workers. A new day has dawned in the form of new Worksite Enforcement investigations conducted by an aggressive and well-funded agency with a clear mandate to arrest and prosecute not just undocumented workers, but their employers and managers as well. The consequences of failure to comply with the laws in this area can include large fines, asset forfeiture and even prison.
1 ICE was created on March 1, 2003, combining the investigative and intelligence arms of the former Immigration and Naturalization Service (INS) and the U.S. Customs Service, and is part of the Department of Homeland Security. (ICE Fiscal Year 2006 Annual Report.)
2 “No More Slaps on Wrist for Work-Site Violations”, Julie L. Myers, Department of Homeland Security Assistant Secretary for Immigration and Customs Enforcement, as appeared in the Kansas City Star, June 26, 2007, ed.
3 ICE Fact Sheet, dated June 16, 2006, “Case Example—Worksite Enforcement”.
Eric Dobberteen focuses his practice in the areas of commercial litigation and trial work, white collar criminal defense and local, state and federal regulatory enforcement proceedings. For more information regarding the Firm’s litigation practice, go to www.clarktrev.com.
Thursday, September 20, 2007
The New Reality of Overtime Violations
Today's New York Times has a good article on the new realities of overtime.
Keep in mind - especially in California, the overtime rules are significantly more restrictive than federal laws.
Monday, September 17, 2007
Managers - And A Sense of Humor
Your employees don't have to like you, but they have to like working for you.
The corollary: Don't take yourself too seriously!
Courtesy Toronto Globe & Mail
Love Contracts
It is brutally difficult to regulate employees' behavior away from the office. And in California, it is illegal to prevent employees from dating each other. (Although you can prohibit supervisors from dating direct reports).
Wednesday, September 12, 2007
How To Handle Maternity Leave
The additional issue is 'reasonable accommodation'. While you as a manager must treat pregnant women equally, it is advisable that you treat them with utmost courtesy and accommodate their needs as much as practicable.
Although each situation is always difficult, consistency in treating your employees is essential.
This article, via CePro, is a good start.
And get your policy in writing right way!
Tuesday, September 11, 2007
Howard Stern A Great Boss? It's True!

One trademark of a great leader is the ability of that person to engender loyalty among their employees. How long those employees stay with their boss is a measurement of loyalty.
An example of that is Howard Stern. Yes, that Howard Stern: the controversial radio show host. No matter what you might think of Stern's shtick (and I for one am a fan), there's no denying the fact that he's a great boss, by the benchmark established above.
- Robin Quivers, his on-air castmate, has worked with Stern for 1981 and followed him through three radio stations, two cities and now to Sirius Satellite Radio.
- Fred Norris, Stern's writer and sound effects expert, has been with him since 1979.
- The Stern Show producer and majordomo, Gary Dell'Abate, has worked for Stern since 1984.
- Even Stern's engineer, Scott Salem, has worked for Stern for 15 years.
Your employees don't have to like you, but they have to like working for you.
It would be easy to say that these individuals are only staying with Stern because of the lucrative compensation they receive, or the notoriety and level of fame associated with the show.
But there's more to it than that. If an employee is truly unhappy with their boss, they're going to eventually leave. All of Stern's employees have had those chances - through station changes or the move to satellite radio. But they stayed, and the reason is they love their jobs. Study after study shows that happiness in the workplace is the number one reason people stay with their job.
And as the years pass, professional relationships inevitably evolve. You become used to each other's idiosyncrasies and are able to adapt (or, get used to) the quirks of your co-workers.
In Stern's case, his well known quirks (a penchant for timeliness, low tolerance for fools, and his fastidiousness) were once a sore spot for his co-workers. But they've learned how to tolerate them and indeed embrace them. Whereas 15 years ago, Fred Norris would be subjected to teasing from Howard and threaten to leave the show; today the same teasing merely evokes genuine laughter.
Of course there's another reason for Stern's success as a leader, and it's a strategy that any great leader must adopt: Stern is intensely loyal to his employees. He is loathe to fire anyone, almost to a fault. And loyalty from a boss is repaid by loyalty to a boss. His people are equally loyal to him.
So - despite the antics, the strippers and the crassness - Howard Stern has built a hugely successful empire not just because of his talent, but also by his success as a leader.
Monday, September 10, 2007
Limiting Employee Internet Access
But having access to the web at work also creates employer liability of harassment and discrimination - for example, if one employee sees on a monitor something that would make him or her uncomfortable (sexually explicit photographs, religious statements, etc.) - that could make a case for harassment.
In addition to a firewall, businesses should absolutely have a statement in the Employee Handbook stating access to the internet is for business use only. Most lawyers I speak with would also add a statement indicating the employer has the right to monitor employee usage of the internet and e-mail.
Thursday, September 06, 2007
Investigating Harassment Claims
It is always advisable, especially with smaller businesses, to have an outside consultant working with counsel, conducting the investigation - especially to have the sense on an unbiased person who questions the parties involved.
Thursday, August 30, 2007
Sue Your Boss - 2007
Now comes word that four more states (in addition to California) are considering a sue your boss law.
It's particularly sad because behavior is something we have the ability to control.
(Thanks to Bob Rosner of ABC News' Working Wounded blog).
Monday, August 27, 2007
The Worst Bosses In America
It's easy to forget where we came from, but the effect that even our smallest comment can have on an employee can be substantial.
From Working America.
Tuesday, August 21, 2007
Sexual Harassment Training Does Not Invite Lawsuits
This study, from Caren M. Goldberg at American University, disputes that notion.
In fact, she concludes, the very fact that training was provided may be the best defense in case of a lawsuit.
California mandates sexual harassment training for businesses with 50 or more employees(California AB 1825, now Government Code 12950.1) - and other states are expect to follow soon.
Friday, August 17, 2007
How To Screw Up An Employee Handbook
Case in point: a company who doesn't need to offer FMLA benefits, but mention it in their handbook, may be required to offer it anyway.
(From Sedgwick, Detert Moran & Arnold LLP)
Wednesday, August 15, 2007
The "No-Match" Letter
From our friends at Allen Matkins...
Significant Changes Announced To Employer's Obligations Upon Receipt of No-Match Letter
- a letter to the employer from the Social Security Administration stating that the combination of name and social security account number submitted on an employee's W-2 earnings report does not match the agency records; or
- a letter from the U.S. Immigration and Customs Enforcement Agency notifying the employer that the immigration-status document or employment-authorization document presented or referenced by the employee is not consistent with DHS records.
The Safe-Harbor Procedures do not safeguard against liability where an employer has actual knowledge that an employee is an unauthorized worker.
The new regulations will take effect 30 days after publication in the Federal Register, which is expected shortly. Accordingly, employers should review and modify their No-Match Letter response procedures to the extent necessary to comply with these recent changes.
Friday, August 10, 2007
Re-Recruiting Your Employees
MRINetwork has a list of 10 questions to ask your employees; their answers to these questions can often determine whether or not they'll stay on their job:
- If you could make any changes about your job, what would they be?
- What things about your job do you want to stay as they are?
- If you could go back to any previous position and stay for an extended period of time, which one would it be and why?
- If you suddenly became financially independent, what would you miss most about your job?
- In the morning, does your job make you jump out of bed or hit the snooze button?
- What makes for a great day?
- What can we do to make your job more satisfying?
- What can we do to support your career goals?
- Do you get enough recognition?
- What can we do to keep you with us?
Monday, August 06, 2007
Friday, August 03, 2007
Meal & Break Provisions in California
The penalty for non-compliance is an hour's pay for every day the law was violated - going back three years.
Today's Sacramento Bee discusses the issue, and the controversy it's creating.
Benefits of Paying Employee Tuition
NEW YORK -With the start of the school year not far off, employees of small businesses might have a hankering to take some courses. And company owners might want to think about paying for them to take some classes - the learning may help their careers and in turn, help the business retain its best workers.
Many companies are willing to pay for courses that will help employees upgrade their skills or learn new ones. Others go further, making tuition reimbursement an employee benefit that even covers courses not directly related to the job.
"For me, it's really straightforward: We value the employees we have here," said Kyle Corkum, president of Landquest, a land development company in Raleigh, N.C. "We're not interested in having people come and go like a revolving door. We're trying to upgrade the capability and knowledge of our people."
Landquest is currently paying for a staffer to take a preparatory course for the Law School Admission Test, and it is paying undergraduate tuition for another employee. Its director of philanthropy is taking business writing and literature courses at company expense.
"We have 20 employees. If we lose one, we're in a tough spot. Everyone we've got is hand-picked, and we want them to stay for the rest of their careers," said Corkum. He added that the company will pay for law school for the staffer now studying for the LSAT.
Human resources professionals say that paying for employees' courses is a great motivator and retention tool for all companies, so a small business that offers tuition reimbursement will make itself more competitive when it comes to attracting and keeping good workers.
Beverly Kaye, an employee retention consultant in Sherman Oaks, Calif., said research has shown that one of the top reasons why workers stay with their companies is they're learning and growing on the job. Taking courses helps that process along.
"I'm a believer in paying for anything that in any way helps them be more effective on the job," said Kaye, co-author of the book "Love 'em or Lose 'em: Getting Good People to Stay."
Kaye suggests owners take the initiative and offer tuition reimbursement to staffers rather than waiting for workers to request it; employees will appreciate the goodwill behind the offer.
"It loses some of its panache if you wait for them to ask," Kaye said.
And don't presume to know what kind of course is right for a given staffer. Don't assume that a graphics designer, for instance, should only be taking a computer graphics course.
"What you need is to understand what challenges and motivates each individual employee," Kaye said.
Joyce Gioia-Herman, president of The Herman Group, a management consulting firm in Greensboro, N.C., doesn't have employees now, but when she did in the past, all staffers, as long as they worked at least 20 hours a week, were offered tuition reimbursement.
"We wanted it to be something that would develop them, but we gave it a very wide latitude," she said. "If somebody wanted to take a course, for instance in balancing their budget or some other real practical skill or ability they could acquire, that would help them feel better about themselves and their ability to function personally as well as professionally."
Tuition reimbursement isn't the only way to help employees learn; some businesses offer onsite learning.
Alfred Portale, owner of the upscale Gotham Bar & Grill in New York, has arranged for classes to be given at the restaurant, including English classes for workers who wanted to improve their language skills. Portale has also paid for individual language classes for some employees.
He also offers culinary education classes, including a wine program planned for later this year.
"I feel that people want to continue to learn in their positions," Portale said. "It's a very important component of the workplace _ if they feel they're learning, they're happy and stay on."
--from AP Online
AB 1825 Regulations Now In Force
What is a supervisor or supervisory employee? An employee who works in California means any individual having the authority, in the interest of the employer, to hire, transfer, suspend, lay off, recall, promote, discharge, assign, reward or discipline other employees, or the responsibility to direct them, or to adjust their grievances, or effectively to recommend such action to the employer. The exercise of that authority is not of a merely routine or clerical nature but requires the use of independent judgment.
How do I determine if I have "50 or more" employees? Employees include full-time, part-time and temporary workers or contractors for each working day in any 20 consecutive weeks in the current calendar year or preceding calendar year. The 50 individuals do not need to work at the same location or within the state of California.
What if I do not provide this training to my supervisory employees? The Fair Employment and Housing Commission may issue an order that compliance with these regulations occur within 60 days of the order.
What if my supervisors were trained in 2007 before these regulations were final? An employer that has made a substantial good faith effort to comply with the sexual harassment supervisor training requirements before the effective date of the regulations will be deemed in compliance.
Thursday, August 02, 2007
Drug-Free Workplace
I always warn clients - if you wish to establish a random drug-test policy - make sure to have employment counsel draft it for you. The laws simply change too frequently in this area.
Friday, July 27, 2007
Don't Get Scammed - Get your labor poster for free!
You should place the updated poster in your workplace, but don't pay a dime for it.
Download it for free here.
Wednesday, July 18, 2007
The Biggest Hiring Mistakes
From our friends at Gevity:
1. Offering candidates uncompetitive compensation. Offering prospective hires a competitive compensation package is critical for small businesses, which often struggle to compete with larger companies on the basis of pay and benefits. While a competitive salary is a key part of any compensation package, candidates aren't just looking for cash. Benefits, such as health insurance and retirement plans, opportunities for growth and advancement, a positive work environment and flexibility also play a large role in a candidate's decision-making process. Focus the prospective hire on the total compensation package.
2. Relying strictly on traditional recruiting sources. Knowing where to find employees, both internally and externally, is essential for small businesses. While placing a classified ad in a newspaper may work in some markets and for some jobs, employers need to understand the full range of options that are available to them -- such as online job boards, university job fairs, recruiters or employment agencies. You can often build a pipeline of quality candidates by establishing relationships with key talent sources, such as schools and professional organizations.
3. Failing to market your company. Don't forget that while your company is evaluating applicants, those applicants are evaluating your company. Make their choice easy by showcasing your company's strengths, opportunities and positive culture.
4. Waiting until someone leaves -- or is long gone -- to fill critical positions. Not planning for or turning a blind eye to turnover is one of the most common mistakes small employers make. Start building a talent pipeline now, so when you do have a position to fill, you can quickly fill it with top talent.
5. Hiring solely based on job fit, not organization fit. While employers large and small tend to hire based on candidates' job skills and experience, research has shown that job fit is less important than organization fit. So when interviewing prospective hires, make sure that a good organizational fit is the ultimate goal of your selection process.
"The key to attracting exceptional employees lies in avoiding these hiring mistakes and establishing a well thought out recruiting plan for your business," explains David Sikora, Director of Research at Gevity. "You can't expect great employees to find you. You have to develop a recruitment and hiring strategy to identify, target and reach them. Once you do this, you'll greatly improve the caliber of your job candidates, lower your recruiting costs and ultimately produce better business results."
Friday, July 13, 2007
Re-Hiring Of Employees
Lew Wasserman re-hired just one employee in his 60 years at Universal (Frank Price).
Jerry Perenchio, one of the savviest managers I've ever heard of, has 20 "Rules of the Road". Number 3 on his list is "Never rehire anyone."
There doesn't have to be a hard and fast rule for your business, but if you are considering a re-hire, here are some good tips (courtesy of Elarbee, Thompson, Sapp & Wilson, LLP).
Monday, July 09, 2007
People Don't Quit Bad Companies, They Quit Bad Bosses
An interview with an expert who discovered that only 3 in 10 employees are highly motivated - and found that the discontent is directly related to dissatisfaction with their bosses.
The answer: people management skills training for managers. We've said it before - managers are trained in everything except how to manage people.
The expert is Terry Bacon, who wrote this book based on his findings.
Tuesday, July 03, 2007
Great Management is a Skill
A corollary, which is only alluded to, is that you should look at all the managers you've worked for to see what talents they have which you can learn as well.
Thursday, June 21, 2007
Employees and their Blogs
Remember - this, like all areas of HR - is about advance prevention. You need policies and procedures in advance of a situation happening and NOT waiting for the situation to happen, and then making a policy!
Wednesday, June 20, 2007
Problems With Reporting to Two Bosses
I'm spending more and more time with businesses redefining their organization chart to avoid the perils of employees having multiple reports.
Tuesday, June 12, 2007
Violence in the Workplace - Warning Signs
The concern is identifying the person who may have the potential of violence. All of your employees should be on alert - and management should encourage any employee who has a concern to report it promptly.
A prominent author worked next to Ted Bundy for years and never knew.
It could happen to you.
Was Tony Soprano A Good Boss?
Although I'm not intimately familiar with the inner workings of New Jersey mobs, it's safe to say that Tony didn't exactly exemplify the characteristics of great managers.
Here's the article (thanks to USA Today).
To Micromanage Or Not To Micromanage
Find them, train them, develop them, and let them go.
Tuesday, May 29, 2007
Performance Review On Yourself
Many bosses are too busy, or aren't aware that feedback - positive or negative - is what employees crave from them.
If you're the boss - make sure to provide frequent feedback.
If you have a boss - now is a good time to review yourself.
Unauthorized to Work? They're still protected!
Make sure every employee hired since 1986 has a valid I-9 on file. Now's the time to do a self-audit - the likelihood of being audit by the INS (now Bureau of Citizenship) is increasing daily.
(Thanks to our friends at Shaw Valenza LLP)
Monday, May 14, 2007
Wage & Hour Tips
Recommended Reading
(Answer is - because there's still ignorant people out there, and businesses aren't doing enough to prevent it).
Gannett News Service interviews the former Chairman of Lee Hecht Harrison, who believes that there are lots of lousy bosses out there.
(He's right!)
Wednesday, May 02, 2007
The Risks of E-mails
This article is a little too legal in style, but it does a good job of presenting the perils of e-mails in the workplace.
Thursday, April 26, 2007
"Love Contracts" are a bad idea
While any manager would strongly prefer to eliminate workplace romance, the fact is that they've been going on for generations and will continue to do so.
You walk a fine line between imposing your will on an employee's private life and their performance at work.
In California, it's against the law to prohibit employees from dating, although it's acceptable to prevent supervisors from dating subordinates.
A good 'best practice' is to monitor your employees performance. If it drops off (for any reason - including a workplace romance) - then manage the performance, and not their personal life.
Are You A Bully (or just a demanding) Boss?
There's a fine line between being a demanding boss, and crossing that line as a bully. The best practice is to clearly lay out your expectations to each employee, and inspect what you expect.
One of the most important management practices is to constantly self-evaluate your performance as a manager (and those of your supervisors). A 180 degree survey is an excellent first step.
Friday, April 20, 2007
There Are Good Bosses Out There!
(Which one are you?)
Friday, April 13, 2007
Pregnant Employees - DO NOT Fire Them!
This is a really good response - and a caution to any employer who'd like to terminate or discipline an employee just because she's pregnant.
Thursday, April 12, 2007
Policies on Blogging
Don't laugh - it's becoming a major issue, and you have the right to make sure that only business-related activities are conducted at work.
If you don't have a policy in writing, then how can you possibly discipline an employee? You cannot discipline an employee if there was no policy they violated!
The Carrot or the Stick?
Do your managers regularly recognize good performance, or are they ignoring good performance with the expectation that 'that's what they're supposed to do'?
Positive recognition - and knowing how and what to praise for - is essential. Make sure it's happening.
Wednesday, April 11, 2007
What Are You Doing To Retain Your Employees?
This is a good article on the basics of retaining employees. Remember - the single most important reason an employee stays with a company is if they're happy. That should be of paramount importance to you and your managers.
Thursday, April 05, 2007
Sexual Harassment - It's Not What Your Preconception Is
Even if your company has all female (or all male) employees, the need for training is still critical (and in California, mandatory for businesses with 50 or more employees).
Update your training - or start your training - right away.
The Pitfalls of Layoffs
Also, note the differences between a 'lay-off' and 'termination'.
A lay-off is done for business reasons and it means the elimination of a position(s) that will not be re-opened again (or at least for a very long time).
A termination is a specific action against a specific employee. The position will be filled again.
Thursday, March 29, 2007
Don't Wait - Determine If They're Exempt Now!
You've probably seen the headlines - Wells Fargo recently settled for $12.8 million...IBM ponied up $65 million, and many small businesses have written large checks as well - all because they misclassified their employees.
This article is a good attempt and trying to simplify a very complicated issue. Get your labor attorney or HR consultant to review all of your job descriptions to avoid writing that big check.
Tuesday, March 27, 2007
Sex Harassment - All is not Lost
This article shows that - dispite a supervisor's improper behavior - the company did the right thing: before, during, and after the incident.
Friday, March 23, 2007
E-Mail Etiquette in the Workplace
E-mail is a wonderful tool for disseminating information quickly to a group of people. Unless it's absolutely necessary, though, make sure your one-on-one communication is in person.
Here's a typical story of how e-mail can be abused, and some good tips on preventing its improper use.
Tuesday, March 20, 2007
Time to Add Flexible Work Schedules?
As our workforce continues to age, the benefit of a flexible work schedule may be more important in keeping (or recruiting) an employee than salary or benefits.
Thursday, March 15, 2007
FMLA Abuse
This article (courtesy Constangy, Brooks & Smith via Ceridian) shows how you can take steps to prevent abuse by employees who take FMLA intermittent leave.
Tuesday, March 13, 2007
Harassment - Same Sex
Harassment of the same sex is prohibited; make sure your handbook is updated (and your employees are aware of this policy as well)...
Monday, March 12, 2007
Preventing Violence in the Workplace
Friday, March 09, 2007
Stupid Managers - Part 85
Yet the business owner is responsible for all of his/her manager's actions.
Get your managers trained, get a grievance procedure in writing.
Oh, and make sure not to promote people who don't have the faintest idea on how to manage people.
Thursday, March 01, 2007
Stop Driving Your Boss Crazy
HR Checklist
I particularly like their focus on the single most important area you can do to improve our Human Resources and Employee Relations issues - communication.
